From Planning Commissioners Journal Editor Wayne Senville:
As some of you know, over the years we've regularly emailed out first drafts of articles scheduled for publication in the Planning Comm'rs Journal to individuals who have signed up on our Web site to receive them. We've received very helpful feedback and comments on virtually all articles we've sent out.
For this article, we're also posting the draft here. If you have a comment, question, or any other feedback you'd be willing to share, either use the Comment area at the end of the article (if you don't see an area for Comments, you should see a link that will get you there) -- or email your feedback to us at: pcjoffice@gmail.com. We would especially welcome hearing how (if at all) your community takes into account both regional concerns and those of your neighboring cities or towns.
DRAFT ARTICLE -- copyright Planning Commissioners Journal; please contact us before distributing this draft article.
The Ethics of Being Good Community Neighbors
by C. Gregory Dale, FAICP
Suppose your community is updating its comprehensive plan. Your planning commission is being diligent in considering a wide range of issues and elements, including land use, housing, natural resources, transportation and others. As part of the planning process, you expected to hear from a diverse group of local citizens, but you are surprised to hear from individuals and organizations from outside your community. These include environmental groups urging you to consider certain water management policies, transportation groups urging you to plan for regional transit, and regional housing advocates calling for your community to develop more affordable housing.
How do you weigh these more “global” demands relative to internal planning issues? More to the point, what are the ethical considerations, if any, of whether your plans are consistent with regional goals?
Planners have long recognized that communities should be planned within the context of the regions in which they are located, not as isolated islands. This is an easy concept in theory, but what does it mean for planning commissions? This column explores the ethical dimensions involved in considering the impacts of your decisions as planning commissioners on adjacent communities or the larger region.
When you were appointed to your planning commission, you were charged with a planning leadership role for your community and given certain decision-making responsibilities related to particular development proposals. Most of those responsibilities relate to what happens within the boundaries of your community. Yet, your community exists within a larger regional context, usually with other communities either adjacent or nearby. Clearly many decisions that you make have implications for that larger region and nearby communities.
There are several dimensions of this regional context consideration.
First, your community is part of numerous systems that extend well beyond its boundaries:
-- Perhaps the most obvious of these are the natural environmental systems. Natural resources know no jurisdictional boundaries. Water networks and systems, wildlife corridors, biological networks, and air transcend all man-made boundaries or jurisdictions. Your decision about storm water runoff policies and regulations, encroachment of development into sensitive stream corridors, protection of tree cover, and others have an impact on those regional systems that extend far outside of your borders.
-- Transportation is another classic example of a system that transcends local boundaries. Your decisions about individual developments or transportation improvements have a ripple effect outside your community.
-- Natural resources and transportation are both examples of physical planning issues that transcend borders. An interesting variation on that theme is regional housing, specifically related to housing affordability. Many planners argue that affordable housing is a regional issue, and that individual communities should consider their housing markets and policies within the context of the regional housing market.
Second, your community makes decisions about individual developments that may have a direct and tangible land use impact on adjacent or nearby communities. This is particularly true for those that are either of such a size and magnitude that they impact areas outside the community, or those that are proposed to be located at or near your border. For example, a large retail facility is likely to generate traffic and other impacts on adjacent communities, particularly if it is located near your jurisdictional borders.
What then are the ethical considerations associated with these types of issues?
The American Planning Association’s “Ethical Principles in Planning,” published in 1992, provides guidelines for ethical conduct by both professional and citizen planners. It does not directly address this issue -- there is nothing in the guidelines that directly addresses regional or extra-territorial impact considerations. So, are you out of the woods? Not so fast. The guidelines do provide some indirect guidance, and like many ethical considerations, a good bit of balancing and common sense comes into play. So, let us drill down deeper.
First, the guidelines provide that the planning process must “serve the public interest” -- a very broad, and very vague guideline. The obvious question then is how does one define the public interest? Is it the interest of our community, or is it the interest of the broader region?
The APA “Ethical Principles in Planning” goes on to set out some more specific considerations involved in serving the public interest. Two of these are of particular interest. One provides for the need to protect the “integrity of the natural environment.” No one can reasonably argue that the environment can be adequately protected without consideration of systems that go beyond jurisdictional boundaries.
Another guideline encourages special attention to the “interrelatedness of decisions and the long-range consequences of present actions.” Clearly the decisions of one community are interrelated to the decisions of other communities.
These statements are not directly on point, but they do imply the need to think about broader systems and the way in which your decisions are related to each other.
Virtually all professional planners would agree that communities should consider both regional impacts and immediate impacts on adjacent communities when making decisions. We understand that it is hard enough to worry about keeping our own house in order, let alone think about the global impacts of our decisions. However, planning commissions are uniquely positioned to provide leadership and advice to elected officials that go beyond the parochial interest of a particular community and at least consider the impacts of our decisions outside our communities.
Is there clear ethical direction from the American Planning Association’s “Ethical Principles in Planning” on this issue? No. However, the point is not to dissect the guidelines to find an “out” to keep you from thinking beyond your community. The APA ethical guidelines note that these ethical principles derive in part from “the general values of society.” Being a good neighbor is certainly a general value of society and could easily be applied to the community and regional planning context.
The guidelines also note that these ethical judgments require a “conscientious balancing, based on the facts and context of a particular situation and on the entire set of ethical principles.” It is your job as a planning commission to balance your local concerns with regional concerns in a conscientious manner.
About the Author:
C. Gregory Dale, FAICP is a Principal with the planning and zoning firm of McBride Dale Clarion in Cincinnati, Ohio. Dale is one of the co-authors of the Citizen's Guide to Planning published by the American Planning Association. He manages planning projects and conducts training for planning officials throughout the country. He is a frequent speaker at planning and zoning workshops throughout the country. He can be reached at gdale@mcbridedale.com.
Over the years, the Planning Commissioners Journal has published numerous articles on ethical issues, many written by Greg Dale. The articles are available either to order & download individually, or as a printed collection. For details, see Taking a Closer Look: Ethics & the Planning Commission.
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